The Financial Services sector is continuously exposed to changes in FC regulations, trends & typologies. Changes in the way we do business through technology, financial instruments or business activities, require clients to assess FC risk exposure and incorporate effective mitigants and controls.

We work with a diverse group of financial institutions and help perform health checks on their policies, procedures, systems & controls. We design and implement effective CDD Remediation Programmes, establish Target Operating Models (ToM) and assist/guide FC Transformation Programmes. We upskill staff with a view to protecting the establishment against the risks of financial crime.

Examples of our work

    • Designed and implemented a functional ToM for a banking client
    • Mobilised a risk and control framework
    • Designed a CDD Methodology framework, provided resource augmentation, upskilled banks existing staff and managed the entire remediation of prioritised high risk clientele
    • Performed a health check on an FI’s Financial Crime Programme, designed a simplified and robust FC Risk Management Framework and updated AML, Sanctions & ABC policies & procedures and updated
    • Assisted with s.166 concerns and provided the necessary framework to improve on FC related processes & control mechanism

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